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SEC

This page shows the latest SEC news and features for those working in and with pharma, biotech and healthcare.

CAR-T player Autolus seeks $100m from follow-on financing

CAR-T player Autolus seeks $100m from follow-on financing

to raise additional capital in order to develop and commercialize our product candidates,” said Autolus in an filing with the US Securities &Exchange Commission (SEC).

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  • Creating a successful global compliance programme Creating a successful global compliance programme

    The importance of effective compliance programmes was highlighted in the DOJ and SEC’s Resource Guide to the US Foreign Corrupt Practices Act, which describes in detail the hallmarks of a

  • Deal Watch January 2018

    However, in the meantime the US Securities and Exchange Commission (SEC) has issued a lawsuit against some traders for insider trading based on a series of suspicious transactions that made about

  • US health reforms US health reforms

    In March, the Securities and Exchange Commission (SEC) only narrowly blocked this move.

  • Deal Watch - May 2017 Deal Watch - May 2017

    A good example is Abbott’s acquisition of the diagnostics company Alere signed in February 2016.  Two months later Abbott asked Alere to cancel the transaction because of a SEC inquiry ... into accounting issues at Alere and offered $30m to $50m

  • On the road with the millennial HCP On the road with the millennial HCP

    Yeah I'll put Andy on. Just hang on a sec, he's just sorting our next lift.”.

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